What are the most significant judicial decisions, regulatory changes, and government actions affecting the financial services industry, and how might they impact your business? The following overview provides summaries of our most recent posts, which include case summaries, key takeaways, and practical insights.
Compliance
- Opportunities and Challenges in Today’s Banking Environment
- Who Doesn’t Love an Extension? December 1 is New Deadline for Clawback Policies
- OCC Identifies Liquidity, Operational, Credit and Compliance Risks as Key Themes in Semiannual Report
Regulatory
- Colorado Passes Legislation Seeking to Stop State-Chartered Banks from Preempting Colorado’s Usury Limit
- OCC to Study Public Trust in Banking
- IRS Issues Proposed Regulations on Tax Credit Transfers
- SEC Continues to Focus on SPAC Market
- At Peterson Institute Event, FDIC Chairman Signals Stricter Standards for Midsize Banks
- OCC Updates Asset Management Booklet
- Banking Crisis Sparks Need for Corporate Welfare Check
Fintech
- Republican-Led House Committees Propose Framework for Crypto Regulation
- Federal Agencies Issue Joint Guidance on Managing Risks Posed By Fintech Partnerships and Other Third Party Relationships
Lending
- Federal Reserve Board Announces Consent Order with Silvergate Capital
- Federal Reserve Board Launches Master Account Database
- CFPB Reports on Banking Access and the Status of Consumer Finance in the Southern Region
- Federal Agencies Issue Joint Policy Statement on Commercial Loan Workouts
Litigation
- Securities Industry Arbitrations and Litigation Update: FINRA Member Firms Don’t Forget to “”Dot Your I’s and Cross Your T’s”” in Seeking to Confirm Promissory Note Arbitration Award
- Shareholder Lawsuit Against Republic Bank Alleges Leadership Disputes Led to Drop in Stock Price
- Securities Industry Arbitrations and Litigation Update: FINRA Reaffirms Its Commitment to Enforcement Actions In Connection with the Protection Of Elderly Investor Customers
M&A
- Blocking and Tackling for Fiduciaries and Tax-Qualified Defined Contribution Plans
- At Brookings Event, DOJ Official Signals Heightened Scrutiny for Bank Mergers
Payments
Privacy