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SEC Enforcement Manual Updates Signal Renewed Focus on Fairness, Transparency, and Efficiency

By Jay Dubow & Ghillaine Reid on
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Troutman Pepper Locke Financial Services

Troutman Pepper Locke Guides Piper Sandler & Co. in $25 Million Private Placement of FVCBankcorp’s Fixed Rate Senior Unsecured Notes

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Banking System
Bank Regulatory

FinCEN Eases Beneficial Ownership Requirements Under CDD Rule

By Ryan Last, Ryan DiSantis & Edward Nogay on
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Regulatory

SDNY’s Jay Clayton Signals Aggressive Focus on Prediction Markets, Crypto, and Corporate Cooperation

By Jay Dubow & Ghillaine Reid on
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Fintech, Regulatory

Digital Commodity Intermediaries Act Clears Senate AG Committee

By Akshay Belani, Genna Garver, Deborah Kovsky-Apap, Ethan G. Ostroff & David Madrazo on
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Bank Regulatory, Fintech, Payments, Privacy

Financial Services Industry 2025 Digital Assets Year in Review

By Genna Garver, Ethan G. Ostroff, Akshay Belani, Domenic Cervoni, Jaremi Chilton, Jay Dubow, Seth Erickson, Chris Fontenelli, Thomas Gray, Peter Jeydel, Heryka Knoespel, Deborah Kovsky-Apap, Peter Leary, Michael S. Lowe, Kim Phan, Ghillaine Reid, Joseph Reilly, Jesse Silverman, Chris Willis, Seth A. Winter, Matthew Cali, Chris Capurso, Marika Carlson, Charlene Goldfield, Rachel Hendrix, Isabela Herlihy, Yulian Kolarov, David Madrazo, Keegan McCoy, Philip Nickerson, Edward Nogay & Trey Smith on
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Bank Regulatory

Lawmakers Look to Codify US Bank Regulators’ Ambitious Agenda

By Troutman Pepper Locke Financial Services Team on
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Payments

Why Some Payments Companies Want To Be Banks

By James Stevens on
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Regulatory

FINRA’s Proposed Outside Activities Rule 3290

By Jay Dubow & Ghillaine Reid on
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Securities Investigations and Enforcement Newsletter – January 2026

By Jay Dubow, Ghillaine Reid, Keith J. Barnett, Domenic Cervoni, Joanna Cline, Seth Erickson, John Ford, Genna Garver, Tim Mast, Stephen C. Piepgrass, Megan Rahman, Michael A. Schwartz, Casselle Smith, Peter Villar, Mary Weeks, John West, Valerie Holder, Brian Nichilo, Bianca DiBella, Erica Dressler, Katie Hancin, Sophia Harmelin, Isabela Herlihy, Millie Krnjaja, Mike Matthews, George Phelan & Taylor Williams on

From the Consumer Financial Services Law Monitor

Trading, Gambling, or Something Else? Prediction Markets and the Payments Puzzle

By Keith J. Barnett and Stephen C. Piepgrass on February 25, 2026

Empire State of Scrutiny: The New York FAIR Act and Auto Lending

By Brooke Conkle, Chris Capurso, William D. Foley, Jr. and Joseph DeFazio on February 24, 2026

Troutman Pepper Locke Weekly Consumer Financial Services Newsletter – February 24, 2026

By Ethan G. Ostroff on February 24, 2026

California DFPI’s Next Target: Credit Reporting Industry

By Kim Phan and Michael Yaghi on February 23, 2026

GAO Details CFPB Reorganization, Funding Cuts, and Litigation

By Stefanie Jackman, Lori Sommerfield and Chris Willis on February 19, 2026

Point-of-Sale Finance Series: Privacy, Breaches, and Data Monetization

By Taylor Gess and Kim Phan on February 19, 2026
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The Consumer Finance Podcast

Point-of-Sale Finance Series: Privacy, Breaches, and Data Monetization

February 19, 2026

The Crypto Exchange Podcast

NFTs on Trial: The Yuga Labs Verdict and What It Means for the Digital Frontier

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FCRA Focus Podcast

California DFPI's Next Target: Credit Reporting Industry

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Moving the Metal

Empire State of Scrutiny: The New York FAIR Act and Auto Lending

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Payments Pros

Trading, Gambling, or Something Else? Prediction Markets and the Payments Puzzle

February 25, 2026

Unauthorized Access Podcast

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June 26, 2024

From Our Network

Reviewing, analyzing, and navigating compliance, enforcement, investigation, and litigation developments and trends in the state and federal regulatory landscape.

SEC Enforcement Manual Updates Signal Renewed Focus on Fairness, Transparency, and Efficiency

February 25, 2026

Today, the Securities and Exchange Commission’s (SEC) Division of Enforcement announced significant updates to its…

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New Jersey AG Is Unanimously Confirmed as Enforcement Agenda Takes Shape

February 25, 2026

On February 24, the New Jersey State Senate unanimously confirmed the appointment of Jennifer Davenport…

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California DFPI’s Next Target: Credit Reporting Industry

February 25, 2026

In this special crossover episode of Regulatory Oversight and FCRA Focus, Kim Phan is joined…

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